Tagged "Compliance"
2 resultsLegislation
Captive Insurance Business Rulebook (CIB)
Sets out the GFSO whistleblowing framework, defining protected disclosures (suspected regulatory breaches, financial crime, unethical conduct) and requiring firms to provide secure, confidential reporting channels and protect whistleblowers from retaliation.
16 October 2026
Legislation
Anti-Money Laundering and Sanctions Rulebook (AML)
All regulated firms are expected to adhere to the AML and Sanctions Rulebook to meet the AML regulatory expectations. In the AML and Sanctions Rulebook, it states clearly the definitions of ML and Sanctions, the responsibilities of the firms and Authorised Personnel in aspect of AML and Sanctions.
1 September 2026