


1 September 2026
Establishes baseline regulatory requirements applying across all financial services firms in GMC, providing foundational standards on governance, conduct, authorization, supervision, and internal controls that complement activity-specific rulebooks like PRU, COBS, AML, and PIN.
This document establishes the baseline regulatory requirements that apply across the financial service, regardless of the specific regulated activity a firm conducts. The GEN Rulebook provides the foundational standards for firms and individuals operating in GMC. It complements the activity-specific rulebooks (such as PRU, COBS, AML, and PIN) by setting out overarching requirements for governance, conduct, authorization, supervision, and internal controls.