Tagged "Governance"
2 resultsLegislation
Captive Insurance Business Rulebook (CIB)
Sets out the GFSO whistleblowing framework, defining protected disclosures (suspected regulatory breaches, financial crime, unethical conduct) and requiring firms to provide secure, confidential reporting channels and protect whistleblowers from retaliation.
16 October 2026
Legislation
General Rulebook (GEN)
Establishes baseline regulatory requirements applying across all financial services firms in GMC, providing foundational standards on governance, conduct, authorization, supervision, and internal controls that complement activity-specific rulebooks like PRU, COBS, AML, and PIN.
1 September 2026